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My Portfolio
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Regulation D, Rule 506 offerings are the most commonly used tool for private capital formation.  Fordham Financial Management offers a select group of investors the opportunity to review private offerings by innovative middle market and emerging companies.  New investors may join this private network by qualifying pursuant to certain definitions as promulgated under Regulation D.  Qualified investors can register as indicated below to receive further information.

Accredited Investor
  • Any natural person whose individual net worth, or joint net worth with that person's spouse, exceeds $1,000,000; or,
  • Any natural person who had an individual income in excess of $200,000 in each of the two most recent years, or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year.
If you qualify as an accredited investor, you may register now.

Sophisticated Investor
An individual that has such knowledge or experience in financial and business matters that they are capable of evaluating the merits and risks of the investment and can demonstrate and "describe" their qualifications.  Generally, each Regulation D, Rule 506 offering is limited to 35 sophisticated non-accredited investors.  If you qualify as a sophisticated investor, you may register now.

Foreign Investor
A person that does not reside on United States territory. A non-US address must be indicated.  If you qualify as a foreign investor, you may register now.
 
 
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